[SERVICE]Technology transfer

Technology transfer agreements that move IP from lab to market

We draft, review and negotiate the agreements that move a patent, software or know-how to the company that will sell it, and we protect the IP itself, so the rights match.

  • Flat fee, quoted before work begins
  • No hourly billing
  • Patent and licensing work in one firm

Your attorneys

  • Andrew RapackeAndrew RapackeManaging Partner · Registered Patent AttorneyFormer Naval Engineering Officer. M.S. in electrical and electronics engineering.
  • Ken BrooksKen BrooksRegistered Patent AttorneyMaterials science and engineering. Patents in software, AI, and electrical and mechanical systems.

4.7 from 614 public reviews

Meet the team

[01]Who it's for

For founders licensing in, and owners licensing out.

Technology transfer turns research and development into revenue. Done well, it sets who owns what, who may use it, and what each side gets when it succeeds.

  • Startups licensing university technology

    A spinout or a founder taking an exclusive license from a university or federal lab, with milestones you can meet.

  • Universities and research teams

    Inventors and labs moving a discovery into a company, with fair compensation and clear reporting.

  • Companies licensing out

    Owners who want royalties from a patent, software or know-how without giving up ownership.

  • Co-development partners

    Two companies building together, with ownership of improvements settled before the work starts.

[02]What we handle

Transfer the right rights, and only those.

A technology transfer agreement is only as good as the rights behind it. We read the patents and the ownership records, then write the grant around them.

We also look at existing patents and trademarks, regulatory requirements and the commercial obstacles to the deal before terms are set.

What we draft and negotiate

  • License grantsExclusive, non-exclusive or limited to a field of use or territory.
  • AssignmentsA full transfer of ownership, recorded with the USPTO where it applies.
  • Royalties and milestonesUpfront fees, running royalties, minimums and performance milestones.
  • Improvements and sublicensingWho owns later improvements and derivative works, and whether the licensee may sublicense.

Risks we check before you sign

  • A gap in the chain of titleAn inventor who never assigned their rights can leave the licensor unable to grant them.
  • Federal funding obligationsResearch paid for with federal money carries conditions the license has to respect.
  • Export controlsSome technical data cannot leave the US, or reach certain people, without a license.
  • A grant broader than the patentPaying for rights the patents do not actually cover.

[03]The basics

What is a technology transfer agreement?

A technology transfer agreement is a contract that moves the right to use, develop or sell a technology from one party to another. It can cover patents, software, technical data and know-how, and it usually comes from a university, a federal lab or a company that built the technology but will not commercialize it alone.

Types of technology transfer agreements
AgreementWhat it doesTypical use
LicenseLets the licensee use the technology while the owner keeps itA startup commercializing a university patent
AssignmentTransfers ownership outrightA founder moving IP into the company, or a sale of a patent
Option agreementReserves the right to take a license laterTime to test the technology or raise money first
Sponsored research agreementFunds research and sets who owns the resultsA company paying a lab to develop something specific
Material transfer agreementCovers samples, prototypes or materials sent for researchTesting before any license
Non-disclosure agreementKeeps the technical details confidential during talksEvery early conversation
CRADAA cooperative research and development agreement with a federal labJoint work with a government laboratory

Key terms in a technology transfer agreement

  • Grant and scope. Exactly what is licensed, in which field of use and territory, and whether it is exclusive.
  • Payments. Upfront fees, royalties on sales, minimum annual royalties, sublicense income and, for startups, sometimes equity.
  • Diligence and milestones. What the licensee must do, and by when, to keep an exclusive license.
  • Improvements. Who owns improvements and derivative works made by either side.
  • Patent costs and enforcement. Who pays to prosecute and maintain the patents, and who can sue an infringer.
  • Confidentiality, warranties and indemnity. What each side promises about the technology and who carries the risk.
  • Term, termination and disputes. How the agreement ends and how disagreements are resolved, through negotiation, mediation, arbitration or court.

Due diligence before you sign

Before terms are set, we check what is really being transferred.

  1. Legal status. Whether the patents are granted, pending or expired, and whether maintenance fees are paid.
  2. Ownership. Every inventor’s assignment, and any co-owner or funding agency with rights.
  3. Existing rights. Earlier licenses, options or liens that limit what can be granted.
  4. Surrounding IP. Related patents and trademarks held by others that could block the product.
  5. Regulatory path. Approvals the product will need, such as FDA review for a medical device.
  6. Commercial obstacles. Anything that could make the milestones or royalties unrealistic.

For medical technology, our FDA regulatory compliance and medical device patent work fits into the same review.

For a deeper look at how transfers create value for both sides, read unlocking the power of IP in technology transfer.

[04]Your options

License or assignment. Which one fits?

Most technology transfers are one or the other. The difference decides who owns the IP when the deal ends.

License and assignment compared
LicenseAssignment
Who owns the IPThe licensor keeps ownershipThe buyer becomes the owner
How it is paidOften royalties over time, with fees or milestonesUsually a lump sum, sometimes with earn-outs
Can it be limitedYes, by field, territory, time or exclusivityNo. Ownership moves as a whole, though a license can be granted back
When it endsRights return to the ownerOwnership stays with the buyer
RecordingExclusive patent licenses can be recorded with the USPTOPatent assignments should be recorded with the USPTO

Assignments matter inside a startup too. Founders and contractors should assign their inventions to the company in writing, or investors will find the gap in diligence. See our IP licensing agreements and assignments page.

[05]University and federal research

Licensing technology from a university or federal lab.

Most university inventions are licensed through the school’s technology transfer office, and many were funded at least in part by the federal government. That brings rules a private deal does not have.

Federally funded inventions

Under the Bayh-Dole Act, a university or small business may keep title to inventions made with federal funding, with conditions. The government keeps a non-exclusive license to use the invention, the owner must report it, and an exclusive licensee generally has to manufacture products sold in the US substantially in the US unless a waiver is granted. A license that ignores these terms can be challenged later.

Export controls

Some technical data and software are export-controlled. Sharing them with a foreign partner, or with foreign nationals inside the US, can require a government license. The agreement should say who is responsible for compliance.

Conflicts of interest

When a faculty inventor also holds equity in the startup taking the license, the university will have conflict-of-interest rules. Planning for them early keeps the deal from stalling.

[06]Fees

One flat fee, quoted before work begins.

There is no hourly billing. Your technology transfer agreement is quoted as a flat fee on your strategy call, once the scope is clear, and nothing starts until you approve it.

Book A Free Strategy Call

What sets the fee is the work itself, not the time on the clock.

  • The agreement type. A license, assignment, option or research agreement.
  • Who drafts first. Writing the first draft, or reviewing and negotiating the other side’s.
  • How much diligence it needs. The number of patents, owners and funding sources to check.

Ongoing work for a growing company can run on a monthly Fractional IP Counsel plan instead of one fee per document. This service is not covered by The RLG Guarantee, which applies to patentability searches, provisional patents, design patents and trademarks.

[07]The process

From first call to a signed agreement.

What happens at each step and who does the work. Timing depends on the other side and is never a promised date.

Technology transferCall to signed

  1. Day one01Day oneStrategy callFree. Walk us through the deal, the documents or the problem.
  2. Flat fee02Flat feeScope and flat feeWhat the work covers and its price, in writing, before it begins.
  3. 03Diligence and draftingWe check the IP, then draft or mark up the agreement.
  4. 04NegotiationTerms worked through with the other side, with you approving each change.
  5. 05Signed and recordedExecuted, and recorded with the USPTO where it applies.

[08]Questions

Questions about technology transfer agreements.

Still deciding? Your first call is free and comes with a straight answer on what the agreement needs.

Book A Free Strategy Call
What is a technology transfer agreement?

A contract that moves the right to use, develop or sell a technology from one party to another. It may be a license, where the owner keeps the IP, or an assignment, where ownership moves. It sets the scope of the rights, the payments and what each side must do.

What is the difference between a license and an assignment?

A license lets someone use the technology while the owner keeps it, and it can be limited by field, territory or time. An assignment transfers ownership outright. If you need to own the IP, for example to raise money on it, an assignment or an exclusive license is usually required.

How do startups license technology from a university?

Through the university’s technology transfer office. The startup usually signs an option or license with milestones, royalties and sometimes equity for the university. Because many university inventions are federally funded, the license also has to respect the Bayh-Dole Act.

What royalty rate is typical?

There is no single rate. It depends on the industry, how close the technology is to a product, exclusivity and what else the licensee contributes. Negotiating a rate that works at your margins is part of the agreement work.

Who owns improvements made after the license?

Whoever the agreement says. Without a clear improvements clause, disputes are common. Startups often negotiate to own the improvements their own team makes.

Do technology transfer agreements need to be recorded?

Patent assignments should be recorded with the USPTO, generally within three months, to protect the new owner against a later buyer who did not know about it. Exclusive licenses can be recorded too.

How much does a technology transfer agreement cost?

With us it is a flat fee, quoted on your strategy call before any work begins. The fee depends on the type of agreement, whether we draft or negotiate the other side’s draft, and how much diligence the IP needs.

[09]Learning Center

Go deeper on licensing and transfer.

[10]Client reviews

Clients who built with us.

4.7 across 614 public reviews on Google, Trustpilot and Avvo.

#1Top reviewed IP law firm*4.7 from 614 reviews

Read client reviews
  • “Andrew Rapacke and his team are exceptional. They did our provisional and non provisional patents. The entire team is professional and an ease to work with.”

    Von DorjevskiFounder, Inguardia Health · Client review
  • “I can safely trust them with scientific and legal integrity regarding ownership and accountability of inventions.”

    Hussain AtherPatent · Client review
  • “The Rapacke Group stands by their fees with no surprises.”

    Lowell CrawfordClient review

Reviews reflect individual client experiences. Quotes are excerpts. Prior results do not guarantee a similar outcome. *#1 top reviewed means the most public client reviews on Google, Trustpilot and Avvo of any US patent or trademark firm.

Move the technology, keep the value.

Talk through the deal and the IP behind it. The call is free, with no obligation.